We are looking forward to working with you and your investors and appreciate your interest in our Mutiny Funds offerings:
We understand any new onboarding process can be extensive and overwhelming. We take great pride in making the onboarding process as seamless as possible for both RIA and investor. Having worked with other RIAs in the past, we have created this page detailing the various steps to our processes which we believe offers the smoothest experience to your investors and team.
Information regarding our strategies can be found on our Investment Strategies page.
For RIAs using a 3rd party custodian like Schwab or Fidelity, our experience is that the initial subscription process can be delayed quite a bit (sometimes multiple weeks) depending on how responsive the custodian’s team is and wait times. Unfortunately, Mutiny has no control over this so we recommend submitting everything as soon as possible so as to not unnecessarily delay the subscription process.
If the RIA is working through a custodian (Schwab, TD Ameritrade or Fidelity), please make sure to notify us via email at invest@mutinyfund.com. Specific instructions for each custodian are below.
1. RIA completes the investor inquiry form with the investors’ information and documents. You will need to upload a photo of each investor’s government ID, accreditation verification and entity documents (if applicable). (Est. Time to Complete: 5-10 minutes per investor assuming you have all required documents).Note: Submission of the investor inquiry form immediately triggers an emails to the investor with Private Placement Memorandum and Operating Agreement for their review as required by regulatory statutes.
2. Mutiny will review the submitted information within 1 business day and request additional documents or information as needed. Once everything looks good, Mutiny will send two emails to the investor at the same time:
3. Once the subscription document and tax form have been completed, Mutiny Funds sends the signed documents to the fund administrator and RIA.
4. RIA will submit signed documents to their custodian. RIAs not working through a custodian can skip this step.
SCHWAB
FIDELITY/NFS
TD AMERITRADE
5. RIA coordinates Investor’s wire to fund’s bank account at CIBC. Note that wires must be received by 4:30pm ET/1:30pm PT, 5 business days prior to the end of the month so we recommend sending as soon as subscription is finalized.
6. Investor receives ‘Welcome Email’ from Mutiny Funds.
After the subscription is completed, the investor will receive a statement each month from the fund administrator detailing fund performance. Statements are typically sent the 20th-30th of the month beginning the month after the investment is active (E.g. An investor completing the subscription process in January for a February 1st active date will receive their first statement around March 25th).
You can complete our change form at any time to add, redeem or transfer your investment.
The email entered into the form will automatically receive an email to e-sign, then we will countersign and send to the admin to process the change you’d like to make.
If you would like to add funds, please note that any subscriptions (checks or wires) must be received 5 business days prior to the end of the month by 4:30pm ET/1:30pm PT in order to be active at the start of the following month.